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Heritage Capital Markets ltd notes the suspension by the Securities and Exchange Commission along with its directors and sponsored individuals regarding the unauthorized sale of shares and refusal to cooperate with SEC’s directive.
On the 7th of December 2016, we wrote SEC to intimate them that we have complied with their directives even if we disagreed with their judgment. We sent in a reminder on 15th December 2016, since we did not receive any response from SEC. The response to our reminder was a suspension letter from SEC and an orchestrated media blitz against Heritage Capital Markets Limited.
Heritage Capital Markets Ltd, its Directors and sponsored individuals are well-coordinated professionals and have not at any time been involved in such unprofessional act. We will continue to engage relevant regulatory bodies to ensure that the issue is resolved in a timely manner.
We therefore re-assure you, our esteemed clients, of our untainted professionalism and accountability in carrying out services.